Capital Markets Compliance LLC Asset Profile

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Year established

1999

Location

Atlanta GA US

Primary Industry

Financial Services

About

Founded in 1999 and based in Georgia, US, Capital Markets Compliance LLC operates as a provider of regulatory guidance for financial service firms that offer securities products through brokerage operations, investment banking, and investment advisory services. The company provides compliance and accounting service solutions designed to delivers a comprehensive suite of services based on their clients’ individual needs, which also includes assistance with regulatory membership applications, such as Broker-Dealer FINRA, SEC & MSRB and Investment Advisor State and SEC.

Current Investors

Foreside Financial Services, LLC

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Primary Industry

Financial Services

Sub Industries

Consulting Services, Accounting Services

Website

www.cmcompliance.com

Company Stage

Add-on

Total Amount Raised

Subscriber access only

Deals

Deals Type
Add-on

Deal Status	Target (s)	Deal Date	Investor(s)	Seller(s)	Deal size (Mn)	Enterprise value (Mn)	Post-money valuation (Mn)	EBITDA multiple (x)	Revenue multiple (x)	Lead partner (s)
Completed	Capital Markets Compliance LLC	26 Jan 2021

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